northern trust investor relations

Registering shares in the name of a Trust requires that specific information be provided: the name of the trust and/or the maker or beneficiary and the date of the trust instrument. Reasonable Accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. A notary stamp is not acceptable when transferring the ownership of stock. © 2021 Broadridge Financial Solutions, Inc. © 2021 Northern Trust Corporation. About Us > Investor Relations > Shareholder Information > Shareholder FAQ. Mail your certificates to Broadridge at the address below with a completed Legal Transfer Form which can be downloaded at the right: The Legal Transfer Form must be appropriately signed by all registered holders, exactly as the name(s) appear on the face of the certificate(s) or must be accompanied by a stock power bearing the appropriate signature(s). In some cases additional documents will be required to complete the transfer. Box 1342    Brentwood, NY 11717. Founded in Chicago in 1889, Northern Trust … You can unsubscribe to any of the investor alerts you are subscribed to by visiting the ‘unsubscribe’ section below. These instructions should provide the name, address and Social Security Number for each transferee and should indicate the number of shares to be transferred. Northern Trust Corp Info: Size ($ in 1000's) At 12/31/2020: $513,388,036 At 09/30/2020: $456,040,814 Combined Holding Report Includes: NORTHERN TRUST CORP KELLOGG W K FOUNDATION TRUST Interactive Financial Advisors Mitsubishi UFJ Trust & Banking Corp MAR VISTA INVESTMENT PARTNERS LLC AXIOM INTERNATIONAL INVESTORS … Fund or Company Name Shares Held Valued At Change in Shares As Of ; Vanguard Group : … Please indicate if the registered stockholder is deceased so the appropriate documents may be forwarded to you. Note that this is different from having your signature notarized. ", Broadridge Corporate Issuer SolutionsP.O. Confirm that Broadridge is the transfer agent - our name will usually appear on your account statement. Securities held in a brokerage account, and registered in the name of the broker or other institution, are referred to as being in "street name" or "beneficial shares." Visit your online account and change your investment elections in the appropriate plan section, Change your elections by completing the form on your account statement and returning it to Broadridge, Transfer shares to your broker via the transfer process (see FAQ "Transfers"), Request that Broadridge facilitate the sale of your shares by completing the form attached to your account statement and returning it to Broadridge, Confirm that Broadridge is the transfer agent - our name will usually appear on the certificate. Otherwise, if your shares are not part of such plans, you must take your certificate(s) to a securities broker to sell the shares. Your broker will ask for some basic information about your account, including: Your account number (obtain from your statement or online account), The number of shares you wish to transfer, Whether you hold your shares in DRS (book-entry) or certificate form, The broker will then have the shares transferred from Broadridge to your brokerage account. If you keep your stock with your broker in a broker account, you are a "street name" holder and are not directly registered on the company's records as maintained by the transfer agent. A registered shareholder is the owner of record on the books of the corporation, generally kept by the transfer agent. Northern Trust stock traded over the counter until February 5, 1971, when it began trading on The Nasdaq Stock Market with the ticker symbol NTRS. DRIPs offer shareholders the convenience of reinvesting dividends, minimizing the expense and effort associated with dividend checks. Cash services unavailable at this location. At Northern Trust, we work with the world’s most successful individuals, families, corporations and ... platform helps qualified investors take advantage of select leading hedge and private market … Find the latest Northern Trust Corporation (NTRS) stock quote, history, news and other vital information to help you with your stock trading and investing. Northern Trust Corporation Investor Contact: Mark Bette (312) 444-2301 Mark_Bette@ntrs.com or Media Contact: Doug Holt (312) 557-1571 Doug_Holt@ntrs.com Site … In some cases additional documents will be required to complete the transfer. You may obtain a surety bond from our independent insurance provider, The Chubb Corporation. If you are having trouble logging into this site, please contact Northern Trust at investorservices@ntrs.com or +1 312 630 6245. Registered shareholders receive dividends, proxies and other communications directly from the corporation via the transfer agent or the corporation directly. To sell shares that are held in a plan, please refer to the FAQ section on "Stock and Dividend Plans. For more than 130 years, Northern Trust is a leading provider of asset servicing and asset management to corporations and institutions worldwide. Previously incorrect date on page 29 of mailed copy of 2007 Annual Report now corrected. Company mailings, including dividends, will reach you through your broker. Please refer to page two of the Legal Transfer Form for additional document requirements based on your stock transferring situation. Investor Relations. Securities and Exchange Commission (SEC) regulations define the financial institutions that are eligible to provide such signature guarantees, e.g., commercial banks, brokers, credit unions, savings and loan institution. Note that all shares held in a plan will be in DRS (book-entry) form. Top investors of Northern Trust Corporation stock. There are many options when it comes to securities brokers, so make sure you are choosing one that will best suit your needs. Asset servicing, fund administration, global custody and depositary, Regulatory, risk, analytics and performance solutions. IMPORTANT: You must be able to provide the name of the security, the certificate number(s), the name of the registered owner(s), and the number of shares in all communications. **Some Allpoint ATMs may still display a surcharge screen during your Allpoint ATM transaction. Include any additional instructions indicating how you wish the shares to be transferred. A complete resource for information and filings for Northern Trust investors. Welcome Northfield Bancorp Investors. Wealth Management. Annual Report and Proxy. Investor Relations Financial Performance Shareholder & Stock Information Credit Ratings and Analyst Coverage Corporate Governance. What are "street name shares" or "beneficial shares"? Explore Wealth Management Broadridge can support the sale of your shares if they are held in DRS (no certificates) as part of a Dividend Reinvest Plan (DRIP), Employee Stock Purchase Plan (ESPP) or Direct Stock Purchase Plan (DSPP). Northern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. History and Culture. Your corporation you own stock in may also support a stock sale plan. Changing plan electionsYou may change your plan investment decisions by taking the following steps: Selling shares held in a planYou may sell shares held in a plan by taking one of the following steps: When will I receive my 1099?Form 1099s are typically mailed or sent electronically in January according to IRS guidelines. In the event of loss, a surety bond of 2% will be required to replace the certificates. DSPP – Some companies offer DSPPs, so please visit your online account to determine if a plan is available to you. What does it take to change the world? Please refer to page two of the Legal Transfer Form for additional document requirements based on your stock transferring situation. The signature(s) must be guaranteed by a financial institution participating in an officially recognized Medallion Signature Guarantee Program (see below).

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